Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trevor Shaw

  IRN TXS00020

  • CF21 Investment Adviser (14 Feb 2006 to 26 Apr 2007)
  • CF22 Investment Adviser (Trainee) (1 May 2005 to 14 Feb 2006)
• Ursula Jallow

  IRN UXJ01023

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
  • CF11 Money Laundering Reporting (25 Apr 2017 to 8 Dec 2019)
• Vanessa Anne Owen

  IRN VAO01003

  • CF17 Significant Mgt (Other Business Operations) (13 May 2005 to 3 Apr 2006)
• Vanessa Swanton

  IRN VXS01623

  • SMF5 Head of Internal Audit (9 Dec 2019 to 1 May 2020)
  • CF28 Systems and controls (15 Feb 2019 to 8 Dec 2019)
• Vernon Smith

  IRN VXS00131

  • [FCA CF] Significant management (5 Apr 2022 to 17 Oct 2023)
• Vincent John Jerrard

  IRN VJJ01014

  • CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
  • Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
  • CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
  • CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
  • CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
• Vincent Kelly

  IRN VXK01341

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
• Vladimir Mileris

  IRN VXM00092

  • [FCA CF] Client dealing (22 Jul 2021 to 19 Jan 2023)
  • [FCA CF] Functions requiring qualifications (22 Jul 2021 to 19 Jan 2023)
• William Alan Webb

  IRN WAW00001

  • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
• William Christie Garrigan

  IRN WCG00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 3 Apr 2012 · Until 14 Apr 2014

• Crewise Card Ltd (no longer appointed)

  FRN 531355 · Appointed 10 Sep 2010 · Until 17 Aug 2011

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 30 Aug 2011

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 9 May 2005 · Until 22 Jul 2016

• Prospect (no longer appointed)

  FRN 403532 · Appointed 9 May 2005 · Until 22 Jul 2016

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 9 May 2005 · Until 29 Dec 2017

No changes recorded yet.