Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Estate Financial Planning Limited
FRN 565554
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 2 May 2023)
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- CF1 Director (AR) (9 Mar 2018 to 8 Oct 2019)
- CF4 Partner (AR) (1 Dec 2004 to 22 Jan 2013)
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- Employed By (9 Mar 2018 to 8 Oct 2019)
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- CF21 Investment Adviser (3 May 2002 to 31 Dec 2004)
- CF4 Partner (AR) (3 May 2002 to 31 Dec 2004)
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- Employed By (3 May 2002 to 22 Jan 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.