Liquidnet Europe Limited

• Principal Place of Business

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugo Turner

  IRN HXT01212

  • [FCA CF] Client dealing (29 Jun 2020 to 29 Sep 2021)
• Iain Donald

  IRN IXD00142

  • [FCA CF] Client dealing (7 Apr 2025 to 27 Feb 2026)
• Ian Roy Ellis

  IRN IRE01011

  • [FCA CF] Client dealing (since 5 Sep 2022)
• Ivan Mihov

  IRN IXM01567

  • [FCA CF] Client dealing (3 Nov 2021 to 31 Aug 2024)
• James Ian Crammond

  IRN JIC01018

  • CF30 Customer (19 Dec 2011 to 18 Jul 2018)
• James McKenzie Kirk

  IRN JMK01099

  • [FCA CF] Algorithmic trading (9 Mar 2022 to 28 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2023)
  • CF30 Customer (3 Feb 2015 to 8 Dec 2019)
• James Whitehead

  IRN JRW01212

  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
• Jane Young

  IRN JXY01063

  • CF30 Customer (21 Aug 2008 to 30 Sep 2012)
• Jason Paul Barrow

  IRN JPB01218

  • CF30 Customer (6 Nov 2009 to 21 Jul 2011)
• Jenner Sheldrake

  IRN JJS01179

  • [FCA CF] Manager of certification employee (1 Sep 2022 to 27 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)

No changes recorded yet.