James Whitehead

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited

    FRN 124520

    • [FCA CF] Client dealing (since 2 Feb 2026)
    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Feb 2026)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Feb 2009)
    • CF21 Investment Adviser (27 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2005 to 27 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.