James Ian Crammond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited
FRN 478424
- [FCA CF] Client dealing (since 19 Jul 2024)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (31 Oct 2022 to 2 May 2023)
Liquidnet Europe Limited (no longer approved here)
FRN 198039
- CF30 Customer (19 Dec 2011 to 18 Jul 2018)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (10 Jul 2009 to 6 Dec 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 21 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.