Liquidnet Europe Limited

• Principal Place of Business

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ian Sellers

  IRN DIS01025

  • CF26 Customer Trading (20 Jan 2003 to 16 Sep 2003)
• David Michael Everson

  IRN DME01053

  • [FCA CF] Client dealing (since 4 Oct 2022)
  • [FCA CF] Manager of certification employee (since 16 Sep 2020)
  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
• Dean William Robinson

  IRN DWR01054

  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF26 Customer Trading (29 Aug 2002 to 31 Oct 2007)
• Dirk Griesmeyer

  IRN DXG01208

  • CF30 Customer (23 May 2016 to 2 Jul 2018)
• Elizabeth Beasley

  IRN EXH01255

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2022 to 11 Nov 2022)
• Elizabeth Leigh

  IRN EXL00273

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
• Emma Prophet

  IRN EXP00261

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Significant management (since 4 May 2020)
• Eric Jean Le Goff

  IRN EJL01032

  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2006)
  • CF13 Finance (1 Dec 2001 to 1 Nov 2006)
  • CF1 Director (1 Dec 2001 to 1 Nov 2006)
• Eva Marie Heffernan

  IRN EMH01045

  • CF10 Compliance Oversight (2 Mar 2009 to 30 Dec 2011)
  • CF11 Money Laundering Reporting (2 Mar 2009 to 3 Oct 2011)
• Finlay Holland

  IRN FXH21689

  • [FCA CF] Client dealing (22 Nov 2022 to 27 Feb 2026)

No changes recorded yet.