Finlay Holland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 2 Feb 2026)
Liquidnet Europe Limited (no longer approved here)
FRN 198039
- [FCA CF] Client dealing (22 Nov 2022 to 27 Feb 2026)
HFMC Asset Management Limited (no longer approved here)
FRN 194722
- [FCA CF] Client dealing (17 Feb 2021 to 14 Oct 2022)
- [FCA CF] Functions requiring qualifications (17 Feb 2021 to 14 Oct 2022)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- Appointed representative dealing with clients for which they require qualification (12 Dec 2019 to 1 Jul 2020)
- CF30 Customer (10 Oct 2019 to 17 Apr 2020)
Stadden Forbes Financial Planning Ltd (no longer approved here)
FRN 837821
- (3)Employed By (10 Oct 2019 to 17 Apr 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.