Linear Investments Limited

Date authorised
1 April 2013
Companies House
07330725
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor Office
    135 Park Street
    London
    SE1 9EA
    UNITED KINGDOM
    Phone
    +442039741928
    Web
    https://www.linearinvestments.com

  • Complaints Contact

    1st Floor Office
    135 Park Street
    London
    SE1 9EA
    UNITED KINGDOM
    Phone
    +442039741928

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman Hartmann

    IRN NXH01586

    • CF29 Significant management (11 Feb 2016 to 2 Feb 2018)
    • CF10a CASS Oversight function (11 Feb 2016 to 2 Feb 2018)
    • CF30 Customer (13 Feb 2015 to 2 Feb 2018)
  • Norman Peterson

    IRN NXP01494

    • CF1 Director (AR) (7 Jan 2014 to 29 Apr 2015)
    • CF3 Chief Executive (AR) (7 Jan 2014 to 29 Apr 2015)
    • CF30 Customer (7 Jan 2014 to 29 Apr 2015)
  • Noureddine Nouhad Beyhum

    IRN NNB01001

    • CF4 Partner (AR) (4 Jul 2013 to 30 Apr 2015)
    • CF30 Customer (4 Jul 2013 to 30 Apr 2015)
  • Oliver Jonathan Whittle

    IRN OJW01018

    • CF30 Customer (17 Mar 2015 to 22 Jun 2015)
  • Patrick Henry Bullman

    IRN PHB01050

    • CF1 Director (AR) (1 May 2014 to 12 Feb 2015)
    • CF30 Customer (4 Nov 2013 to 12 Feb 2015)
  • Patrick John Philip Johnson

    IRN PJJ01052

    • CF1 Director (23 Dec 2014 to 15 Jun 2018)
    • CF10a CASS Oversight function (23 Dec 2014 to 1 Apr 2016)
    • CF11 Money Laundering Reporting (13 Oct 2014 to 15 Jun 2018)
    • CF10 Compliance Oversight (13 Oct 2014 to 15 Jun 2018)
    • CF30 Customer (13 Oct 2014 to 3 Sep 2018)
  • Patrick Ntumba Kazongu Bashala

    IRN PXB07131

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
  • Paul Anthony Tanner

    IRN PAT01093

    • [FCA CF] Client dealing (12 Mar 2022 to 31 Jan 2023)
    • CF1 Director (AR) (13 Jun 2014 to 12 Jan 2022)
    • CF30 Customer (3 Jun 2014 to 12 Jan 2022)
  • Paul Foley

    IRN PXF01387

    • CF30 Customer (10 Jul 2014 to 30 Jun 2015)
    • CF1 Director (AR) (10 Jul 2014 to 30 Jun 2015)
  • Paul Jason Kelly

    IRN PJK01082

    • [FCA CF] Client dealing (since 20 Jun 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (13 Feb 2013 to 8 Dec 2019)
    • CF1 Director (AR) (1 May 2012 to 13 Oct 2017)
    • CF1 Director (21 Mar 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2012 to 28 Sep 2012)
    • CF10 Compliance Oversight (21 Mar 2012 to 28 Sep 2012)
    • CF30 Customer (21 Mar 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.