Patrick John Philip Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF1 Director (23 Dec 2014 to 15 Jun 2018)
    • CF10a CASS Oversight function (23 Dec 2014 to 1 Apr 2016)
    • CF10 Compliance Oversight (13 Oct 2014 to 15 Jun 2018)
    • CF11 Money Laundering Reporting (13 Oct 2014 to 15 Jun 2018)
    • CF30 Customer (13 Oct 2014 to 3 Sep 2018)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 1 Apr 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Oct 2003)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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