Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher John Griggs
IRN CJG00025
- CF7 Sole Trader (AR) (13 Aug 2003 to 1 Oct 2003)
- CF21 Investment Adviser (1 Nov 2002 to 1 Oct 2003)
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Christopher John Hennen
IRN CJH00025
- CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
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Christopher John Latham
IRN CJL00046
- CF21 Investment Adviser (30 Nov 2005 to 31 Dec 2005)
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Christopher John Loraine Samuel
IRN CJS01139
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
- SMF9 Chair of the Governing Body (18 Jun 2020 to 31 Aug 2023)
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Christopher John Markham
IRN CJM00032
- CF21 Investment Adviser (28 Nov 2002 to 22 Aug 2003)
- CF4 Partner (AR) (28 Nov 2002 to 22 Aug 2003)
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Christopher John Wharton
IRN CJW00009
- CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- CF7 Sole Trader (AR) (28 Mar 2003 to 31 Jan 2007)
- CF1 Director (AR) (17 Jan 2003 to 28 Mar 2003)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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Christopher Kenneth Kirby
IRN CKK00001
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF1 Director (AR) (8 Oct 2004 to 30 Dec 2010)
- CF7 Sole Trader (AR) (20 Nov 2002 to 8 Oct 2004)
- CF21 Investment Adviser (20 Nov 2002 to 31 Oct 2007)
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Christopher Kenneth Smith
IRN CKS00002
- CF7 Sole Trader (AR) (17 Jan 2003 to 16 Apr 2003)
- CF21 Investment Adviser (1 Nov 2002 to 16 Apr 2003)
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Christopher Mark Feeney
IRN CMF00006
- CF21 Investment Adviser (19 Jun 2003 to 31 Aug 2003)
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Christopher Mark Hulston
IRN CMH01150
- CF30 Customer (20 Nov 2012 to 8 Nov 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bateman Financial Management Limited
FRN 218547 · Appointed 1 Apr 2011
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Lighthouse Financial Advice Limited
FRN 225502 · Appointed 12 Jun 2003
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PDG Wealth Management Limited (no longer appointed)
FRN 926555 · Appointed 21 May 2020 · Until 9 Feb 2023
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The Mellor Practice Limited (no longer appointed)
FRN 781822 · Appointed 15 Jun 2017 · Until 19 Aug 2022
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Chorlton Mortgage Hub Ltd (no longer appointed)
FRN 777862 · Appointed 2 May 2017 · Until 28 Dec 2022
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Mortgage and Protection Surgery Limited (no longer appointed)
FRN 730641 · Appointed 1 Jan 2016 · Until 14 Jul 2022
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Mossbank Financial Planning Limited (no longer appointed)
FRN 629295 · Appointed 30 Jul 2014 · Until 19 Nov 2016
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Parade Financial Services (Devon) Ltd (no longer appointed)
FRN 608660 · Appointed 11 Oct 2013 · Until 23 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.