Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
- CF30 Customer (12 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
- CF1 Director (AR) (11 May 2007 to 30 Jun 2010)
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- Employed By (11 May 2007 to 30 Jun 2010)
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- (4)Employed By (8 Sep 2005 to 14 Jun 2007)
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- CF4 Partner (AR) (28 Nov 2002 to 22 Aug 2003)
- CF21 Investment Adviser (28 Nov 2002 to 22 Aug 2003)
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- (1)Employed By (28 Nov 2002 to 22 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.