Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John McNiven

    IRN DJM01363

    • CF30 Customer (1 Dec 2010 to 13 Feb 2014)
  • David John Rees

    IRN DJR01174

    • CF21 Investment Adviser (6 Jun 2003 to 31 Dec 2003)
  • David John Tiller

    IRN DXT22473

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
  • David John Tracey Owen

    IRN DJO00021

    • CF21 Investment Adviser (1 Nov 2002 to 31 Aug 2003)
  • David John Walters

    IRN DJW00006

    • CF21 Investment Adviser (18 Feb 2004 to 19 Feb 2004)
  • David John Woolford

    IRN DJW00020

    • CF30 Customer (1 Jan 2013 to 31 Dec 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 17 Mar 2021)
  • David Lewis

    IRN DXL01455

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2021)
    • CF30 Customer (23 Apr 2012 to 23 Oct 2021)
  • David Lewis Vick

    IRN DLV00002

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2006)
    • CF1 Director (AR) (1 Dec 2001 to 27 Dec 2006)
  • David Luke McDonald

    IRN DLM01057

    • CF30 Customer (13 Jan 2015 to 5 May 2020)
  • David MacDonald

    IRN DXM00137

    • CF30 Customer (28 Dec 2011 to 15 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.