David John McNiven

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Jan 2024)
    • CF4 Partner (AR) (since 30 Oct 2023)
    • CF30 Customer (since 30 Oct 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2024)
    • CF4 Partner (AR) (20 Feb 2014 to 17 Jan 2024)
    • CF30 Customer (20 Feb 2014 to 17 Jan 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 13 Feb 2014)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (699)Employed By (1 Dec 2010 to 13 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.