David Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 21 Feb 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2021)
    • CF30 Customer (23 Apr 2012 to 23 Oct 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (367)Employed By (23 Apr 2012 to 23 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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