Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicholas Michael Baker
IRN NMB01068
- (1444)CF30 Customer (1 Nov 2007 to 14 Oct 2011)
- (1445)CF24 Pension Transfer Specialist (21 Feb 2007 to 31 Oct 2007)
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Nicholas Paul Hodgetts
IRN NPH00017
- (3316)CF30 Customer (1 Nov 2007 to 30 Dec 2022)
- (3317)CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
- (3318)CF1 Director (AR) (18 Sep 2002 to 30 Dec 2022)
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Nicholas Peter Godfrey
IRN NXG24713
- (3534)SMF24 Chief Operations (17 Feb 2020 to 17 May 2020)
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Nicholas Quinn
IRN NXQ00002
- (3104)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jul 2021)
- (3103)CF30 Customer (28 Dec 2011 to 16 Jul 2021)
- (3105)CF1 Director (AR) (28 Dec 2011 to 16 Jul 2021)
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Nicholas Robert McKnight
IRN NRM00013
- (1030)CF21 Investment Adviser (27 Sep 2004 to 21 Dec 2004)
- (1031)CF7 Sole Trader (AR) (27 Sep 2004 to 21 Dec 2004)
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Nicholas Ryan
IRN NXR01143
- (2997)CF30 Customer (23 Nov 2007 to 28 Apr 2011)
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Nicholas Sacre-Hardy
IRN NXS15530
- (2746)SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
- (2749)SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
- (2750)[FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
- (2747)SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
- (2748)SMF5 Head of Internal Audit (2 Apr 2020 to 11 Jul 2022)
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Nicholas Silverwood Johnson
IRN NSJ00001
- (1242)CF7 Sole Trader (AR) (23 May 2003 to 30 Jun 2004)
- (1241)CF21 Investment Adviser (1 Nov 2002 to 30 Jun 2004)
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Nicholas Swarbrick
IRN NXS00042
- (2351)Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 13 Oct 2023)
- (2348)CF30 Customer (1 Nov 2007 to 13 Oct 2023)
- (2350)CF21 Investment Adviser (10 Aug 2005 to 31 Oct 2007)
- (2349)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 10 Aug 2005)
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Nick Joseph Barnett
IRN NJB00005
- (562)CF30 Customer (30 Sep 2011 to 31 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Brian Williams Associates Limited (no longer appointed)
FRN 221883 · Appointed 10 Jan 2003 · Until 30 Nov 2006
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Merredew Financial Services (no longer appointed)
FRN 221757 · Appointed 7 Jan 2003 · Until 31 Dec 2005
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Chris Palmer Financial Solutions (no longer appointed)
FRN 221634 · Appointed 2 Jan 2003 · Until 3 Jan 2019
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Lorenzo MacArthur Associates (no longer appointed)
FRN 221566 · Appointed 24 Dec 2002 · Until 30 Jun 2007
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee