Nicholas Paul Hodgetts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2023)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • CF1 Director (AR) (since 22 Nov 2022)
    • CF30 Customer (since 22 Nov 2022)
  • Lighthouse Platinum Wealth Management Ltd

    FRN 214128

    • (2)Employed By (since 19 Aug 2004)
    • (3)Employed By (1 Dec 2001 to 2 Oct 2002)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
  • Lighthouse (Platinum) Limited (no longer approved here)

    FRN 206158

    • (5)Employed By (1 Jan 2013 to 3 Mar 2021)
  • Kerseys Wealth Management Ltd (no longer approved here)

    FRN 507695

    • Employed By (5 Oct 2009 to 30 Mar 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 30 Dec 2022)
    • CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)
    • CF1 Director (AR) (18 Sep 2002 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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