This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Keith Simpson

Watch for changes

FRN: 221464
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

47 Park View

Wideopen

Newcastle upon Tyne

Tyne and Wear

NE13 6LH

UNITED KINGDOM

Phone

+4401912171645

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Colin Maw
IRN CXM00046
- Employed By (20 Jan 2003 to 31 Jan 2023)
Keith Kennils
IRN KXK00003
- Employed By (11 Apr 2003 to 31 Dec 2006)
Keith Simpson
IRN KXS00018
- Employed By (11 Mar 2003 to 2 Jan 2025)
Michael Clifford Rogers
IRN MCR00003
- Employed By (19 Aug 2004 to 31 Dec 2007)
Robert Henry Johnson
IRN RHJ00012
- Employed By (2 Jan 2003 to 30 Dec 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.