Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Jul 2022 to 31 Jan 2023)
    • CF4 Partner (AR) (15 Jul 2022 to 31 Jan 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2023)
    • CF4 Partner (AR) (20 Jan 2003 to 31 Jan 2023)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Keith Simpson (no longer approved here)

    FRN 221464

    • Employed By (20 Jan 2003 to 31 Jan 2023)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.