Lighthouse Advisory Services Limited

FRN: 195199
Date authorised: 1 April 2013
Companies House: 04086645
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Davies
IRN NAD01073
- (1730)CF30 Customer (24 Oct 2014 to 18 Dec 2015)
Nicholas Delaforce Musselwhite
IRN NDM00014
- (2983)CF1 Director (AR) (27 Aug 2004 to 31 Dec 2005)
- (2981)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2005)
- (2982)CF7 Sole Trader (AR) (1 Dec 2001 to 27 Aug 2004)
Nicholas Elias Harrison
IRN NEH00003
- (682)CF21 Investment Adviser (31 May 2002 to 31 Aug 2002)
Nicholas John Drew
IRN NJD01113
- (1751)CF30 Customer (24 Aug 2011 to 13 Apr 2018)
Nicholas John Giles
IRN NJG01068
- (329)CF30 Customer (10 Feb 2011 to 31 Dec 2012)
Nicholas John Green
IRN NJG00026
- (2471)CF21 Investment Adviser (1 Dec 2001 to 19 May 2002)
- (2472)CF4 Partner (1 Dec 2001 to 19 May 2002)
Nicholas Joseph Meeke
IRN NJM00005
- (2573)CF30 Customer (8 May 2014 to 1 May 2015)
Nicholas Mark Bayley
IRN NMB01074
- (1274)CF30 Customer (2 Sep 2011 to 31 Dec 2011)
Nicholas Mark Flatters
IRN NMF00005
- (1063)CF21 Investment Adviser (11 Apr 2007 to 1 May 2007)
Nicholas Mark Jordan
IRN NMJ01015
- (3510)CF2 Non Executive Director (AR) (1 May 2018 to 31 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

T.P.M.S. (no longer appointed)
FRN 222526 · Appointed 4 Feb 2003 · Until 20 Jul 2021
Assured Solutions (no longer appointed)
FRN 222364 · Appointed 29 Jan 2003 · Until 31 Dec 2008
Bay Tree Financial (no longer appointed)
FRN 222366 · Appointed 29 Jan 2003 · Until 31 Dec 2012
Ian Sharp (no longer appointed)
FRN 222335 · Appointed 28 Jan 2003 · Until 21 Aug 2006
John Drewitt Financial Services (no longer appointed)
FRN 222336 · Appointed 28 Jan 2003 · Until 28 Sep 2004
Taylor's Independent Financial Advisers (no longer appointed)
FRN 222315 · Appointed 28 Jan 2003 · Until 31 Dec 2005
AB Financial Solutions (no longer appointed)
FRN 222317 · Appointed 28 Jan 2003 · Until 31 Dec 2005
Maureen Graham Independent Mortgage Adviser (no longer appointed)
FRN 222334 · Appointed 28 Jan 2003 · Until 31 Dec 2007
FT Independent (no longer appointed)
FRN 222333 · Appointed 28 Jan 2003 · Until 31 Dec 2005
Venmore Independent (no longer appointed)
FRN 222318 · Appointed 28 Jan 2003 · Until 31 Jan 2008

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
trading name added: MHA MacIntyre Hudson Mortgage Solutions
2 days ago
trading name added: Lighthouse Pensions Help
2 days ago
trading name added: Lighthouse Mortgage and Protection Solutions
2 days ago
trading name added: George Ognibeni Wealth Management
2 days ago
trading name added: LighthouseXpress Limited
2 days ago
trading name added: Berkeley Wodehouse Associates Limited
2 days ago
permission removed: CBTL Effective Date
2 days ago
permission removed: CBTL Status
2 days ago
controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (368)SMF11 Chair of the Audit Committee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.