Nicholas Mark Flatters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

West Bromwich Financial Planning Ltd (no longer approved here)
FRN 452555
- Employed By (3 Dec 2010 to 6 Dec 2012)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Dec 2010 to 6 Dec 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (11 Apr 2007 to 1 May 2007)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (243)Employed By (11 Apr 2007 to 1 May 2007)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (3 Feb 2006 to 26 Apr 2007)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.