Nicholas John Green

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M V A HOLDINGS LIMITED (no longer approved here)
FRN 456836
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
- CF30 Customer (24 Oct 2018 to 8 Dec 2019)
Simple Financial Advice Limited (no longer approved here)
FRN 456653
- CF30 Customer (31 Mar 2014 to 11 Oct 2018)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 17 May 2013)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (29 Apr 2009 to 16 Sep 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF4 Partner (1 Dec 2001 to 19 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 19 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.