M V A HOLDINGS LIMITED

• Principal Place of Business

  Suite 11 Wilmslow House

  Grove Way

  Wilmslow

  Cheshire

  SK9 5AG

  UNITED KINGDOM

  Phone

  +441625522666

  Web

  https://www.mcgarrie-vahey.co.uk

• Complaints Contact

  Suite 11 Wilmslow House

  Grove Way

  Wilmslow

  Cheshire

  SK9 5AG

  UNITED KINGDOM

  Phone

  +441625522666

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair Fisher Hymers

  IRN AFH00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (26 Oct 2006 to 1 May 2014)
  • CF10 Compliance Oversight (26 Oct 2006 to 1 May 2014)
  • Responsible for Insurance Mediation (26 Oct 2006 to 24 Jun 2013)
  • CF8 Apportionment and Oversight (26 Oct 2006 to 1 Nov 2007)
  • CF11 Money Laundering Reporting (26 Oct 2006 to 1 May 2014)
  • CF24 Pension Transfer Specialist (26 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
• Christopher Michael Nicol Williams

  IRN CMW01130

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2024)
  • CF1 Director (5 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (23 Mar 2012 to 8 Dec 2019)
• Dominic James Liptrot

  IRN DJL01261

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 14 Jun 2013)
• Fiona Mary Louise Collinson

  IRN FMC00002

  • CF30 Customer (7 Jul 2015 to 10 Apr 2018)
  • CF1 Director (AR) (7 Jul 2015 to 10 Apr 2018)
• John Marshall Roberts

  IRN JMR00004

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
  • CF1 Director (26 Oct 2006 to 27 Jun 2013)
• Kenneth Frank Barron

  IRN KFB00002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
• Nicholas John Green

  IRN NJG00026

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
  • CF30 Customer (24 Oct 2018 to 8 Dec 2019)
• Nigel David Liptrot

  IRN NDL00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 1 Jan 2011)
• Paul Leslie Davies

  IRN PLD00003

  • CF30 Customer (12 May 2014 to 26 Sep 2015)
• Sean Liam Hall

  IRN SXH00480

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Dec 2020)
  • [FCA CF] Client dealing (since 21 Dec 2020)

• Nigel Liptrot

  FRN 537611 · Appointed 13 Dec 2010

• Collinson Wealth Management Limited (no longer appointed)

  FRN 678855 · Appointed 24 Mar 2015 · Until 10 Apr 2018

• True Assist Limited (no longer appointed)

  FRN 625836 · Appointed 17 Jun 2014 · Until 25 Feb 2019

No changes recorded yet.