Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Jan 2011)
  • Nigel Liptrot

    FRN 537611

    • (1)Employed By (since 1 Jan 2011)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (5 Nov 2009 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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