Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terence Gordon Green
IRN TGG00005
- (829)CF7 Sole Trader (AR) (14 Sep 2004 to 23 Sep 2005)
- (828)CF21 Investment Adviser (14 Sep 2004 to 23 Sep 2005)
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Terence Leslie Arch
IRN TLA00002
- (2360)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (2363)CF4 Partner (AR) (12 Jun 2003 to 31 Dec 2014)
- (2362)CF7 Sole Trader (AR) (21 Jan 2003 to 12 Jun 2003)
- (2361)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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Terence Mullender
IRN TXM01343
- (1858)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
- (1857)CF30 Customer (23 May 2017 to 8 Dec 2019)
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Terence Paul Murphy
IRN TPM00004
- (3479)CF21 Investment Adviser (19 Jun 2003 to 22 May 2005)
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Terence William Fisher
IRN TWF00003
- (1463)CF21 Investment Adviser (3 Apr 2007 to 1 May 2007)
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Terence William Gardner
IRN TWG00004
- (1064)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
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Teresa Lea
IRN TVL00002
- (2408)[FCA CF] Manager of certification employee (1 Sep 2020 to 12 Apr 2021)
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Terrance Frederick Onions
IRN TFO00002
- (1502)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (1505)CF4 Partner (AR) (25 Aug 2004 to 31 Dec 2009)
- (1504)CF7 Sole Trader (AR) (20 Feb 2003 to 25 Aug 2004)
- (1503)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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Terry Wilson
IRN TXW00037
- (2499)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Dec 2020)
- (2497)CF30 Customer (1 Nov 2007 to 16 Dec 2020)
- (2498)CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)
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Thomas Beal
IRN TWB01064
- (3353)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2021)
- (3352)CF30 Customer (23 Jun 2015 to 29 Jun 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lighthouse (Surrey West) (no longer appointed)
FRN 223844 · Appointed 26 Mar 2003 · Until 17 Feb 2004
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Lighthouse (Surrey North) (no longer appointed)
FRN 223845 · Appointed 26 Mar 2003 · Until 20 Sep 2021
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The Octavian Partnership -Carmichael & Co (no longer appointed)
FRN 223537 · Appointed 11 Mar 2003 · Until 31 Dec 2005
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Lighthouse (Sterling Investments) Ltd (no longer appointed)
FRN 223358 · Appointed 6 Mar 2003 · Until 17 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: MHA MacIntyre Hudson Mortgage Solutions
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trading name added: Lighthouse Pensions Help
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trading name added: Lighthouse Mortgage and Protection Solutions
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trading name added: George Ognibeni Wealth Management
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trading name added: LighthouseXpress Limited
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trading name added: Berkeley Wodehouse Associates Limited
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (369)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (368)SMF11 Chair of the Audit Committee