Terence Paul Murphy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornton & Baines Independent Financial Advisers Limited

    FRN 462513

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (4 Jul 2013 to 14 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
    • CF1 Director (21 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Mar 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Mar 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (21 Mar 2007 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (9 Nov 2005 to 25 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 9 Nov 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (19 Jun 2003 to 22 May 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (710)Employed By (19 Jun 2003 to 22 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.