Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pension Works Limited (no longer approved here)

    FRN 739922

    • [FCA CF] Functions requiring qualifications (9 Jul 2021 to 5 Aug 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Client dealing (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 11 Apr 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2021)
    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • Pensionhelp Limited (no longer approved here)

    FRN 754665

    • CF30 Customer (3 Apr 2017 to 24 Apr 2017)
  • Pareto Financial Planning Limited (no longer approved here)

    FRN 618272

    • CF30 Customer (14 Sep 2015 to 31 Mar 2017)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (29 Nov 2011 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.