Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Norton

    FRN 302663

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (AR) (12 Jun 2003 to 31 Dec 2014)
    • CF7 Sole Trader (AR) (21 Jan 2003 to 12 Jun 2003)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Sarah Ginty (no longer approved here)

    FRN 221881

    • (10)Employed By (21 Jan 2003 to 31 Dec 2014)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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