Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Richard Norton
FRN 302663
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF4 Partner (AR) (12 Jun 2003 to 31 Dec 2014)
- CF7 Sole Trader (AR) (21 Jan 2003 to 12 Jun 2003)
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
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- (10)Employed By (21 Jan 2003 to 31 Dec 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.