Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
-
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Buy-to-Let Mortgage Advice
-
Buy-to-Let Mortgage Arranging
-
Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Equity Release Advice
For Customer, Home reversion plans
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Equity Release Arranging
For Customer, Home reversion plans
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Buy-to-Let Start Date
-
Buy-to-Let Status
-
Credit Brokering
-
Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
-
Equity Release Setup
For Customer, Home reversion plans
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Derek James Murray
IRN DJM00097
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
-
Derek John Hall
IRN DJH01291
- CF30 Customer (1 Apr 2011 to 30 Apr 2014)
- CF1 Director (AR) (1 Apr 2011 to 30 Apr 2014)
-
Derek Jones
IRN DXJ00016
- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF7 Sole Trader (AR) (8 Apr 2004 to 31 Jan 2007)
- CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2007)
-
Derek Keith Geen
IRN DKG01014
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
-
Derek Ohlendorf
IRN DRO01026
- [FCA CF] Manager of certification employee (since 1 Sep 2020)
-
Derek Richard Spargo
IRN DRS00054
- CF1 Director (AR) (5 Jun 2003 to 19 Aug 2005)
- CF21 Investment Adviser (5 Jun 2003 to 19 Aug 2005)
-
Derek Turner
IRN DXT00028
- CF30 Customer (1 Nov 2007 to 31 Jan 2020)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
-
Derek Wilson
IRN DXW00061
- CF21 Investment Adviser (1 Nov 2002 to 31 Mar 2005)
-
Dermot James Cashin
IRN DJC00097
- CF30 Customer (25 Jan 2012 to 31 Dec 2012)
-
Dermot Martin Joseph Diegan
IRN DMD00017
- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Falcon Pensions & Investments Ltd (no longer appointed)
FRN 484322 · Appointed 14 Feb 2012 · Until 1 May 2012
-
Richmond Financial Management (no longer appointed)
FRN 178016 · Appointed 19 Jan 2012 · Until 4 Mar 2018
-
Albyn Associates Financial Management LLP (no longer appointed)
FRN 220005 · Appointed 30 Dec 2011 · Until 14 Dec 2023
-
Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
-
Hurley Brown Financial Planning Ltd (no longer appointed)
FRN 225107 · Appointed 28 Dec 2011 · Until 27 Nov 2020
-
Alderwick James Financial Services LLP (no longer appointed)
FRN 441498 · Appointed 28 Dec 2011 · Until 26 Feb 2021
-
Banchory Financial Services (no longer appointed)
FRN 228144 · Appointed 28 Dec 2011 · Until 17 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.