Derek John Hall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOUND FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 192052

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (9 Jun 2014 to 31 Jul 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (1 Apr 2011 to 30 Apr 2014)
    • CF30 Customer (1 Apr 2011 to 30 Apr 2014)
  • Westward Asset Management Ltd (no longer approved here)

    FRN 414730

    • Employed By (7 Jan 2005 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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