Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Peter Clarke

    IRN DPC00011

    • CF30 Customer (1 Nov 2007 to 21 Jun 2011)
    • CF1 Director (AR) (1 Dec 2001 to 21 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Peter Sims

    IRN DPS00009

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2005)
  • David Philip Milne

    IRN DPM00010

    • CF1 Director (AR) (1 Dec 2001 to 31 Dec 2005)
  • David Pulfer

    IRN DXP00039

    • CF21 Investment Adviser (22 Jul 2004 to 24 May 2006)
    • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 22 Jul 2004)
  • David Raymond Emery

    IRN DRE00008

    • CF21 Investment Adviser (29 Apr 2004 to 20 Jun 2007)
  • David Reid Joiner

    IRN DRJ00002

    • CF22 Investment Adviser (Trainee) (19 Aug 2005 to 11 Jan 2006)
  • David Reynolds

    IRN DXR00469

    • [FCA CF] Significant management (since 22 Sep 2023)
  • David Richard Piper

    IRN DRP00021

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2022)
    • CF1 Director (AR) (20 Mar 2003 to 1 Jan 2022)
    • CF21 Investment Adviser (20 Mar 2003 to 31 Oct 2007)
  • David Ringrow

    IRN DXR00042

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
  • David Roy Brownsword

    IRN DRB00014

    • CF21 Investment Adviser (11 Jul 2002 to 27 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.