David Roy Brownsword

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maher Brownsword Limited (no longer approved here)

    FRN 222981

    • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
    • CF8 Apportionment and Oversight (6 Aug 2003 to 31 Mar 2009)
    • CF10 Compliance Oversight (6 Aug 2003 to 10 Sep 2012)
    • CF11 Money Laundering Reporting (6 Aug 2003 to 10 Sep 2012)
    • CF21 Investment Adviser (6 Aug 2003 to 31 Oct 2007)
    • CF1 Director (6 Aug 2003 to 10 Sep 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (11 Jul 2002 to 27 Nov 2002)
  • Hanley Financial Services Limited (no longer approved here)

    FRN 211538

    • (1)Employed By (11 Jul 2002 to 27 Nov 2002)
  • Maher Brownsword Partnership (2260) (no longer approved here)

    FRN 181151

    • (1)Employed By (16 Nov 1998 to 25 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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