Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Edward Bennett

  IRN CEB00006

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2022)
  • CF1 Director (AR) (14 Sep 2004 to 22 Mar 2022)
• Carol Linsey Deegan

  IRN CLH00013

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2021)
• Caroline Ann Caldwell

  IRN CAC01216

  • CF1 Director (AR) (4 Apr 2013 to 1 Feb 2021)
• Caroline Louise Willey

  IRN CLW01058

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
• Catherine Davidson Ogilvie

  IRN CDO01010

  • CF30 Customer (2 Sep 2013 to 30 Nov 2013)
• Catherine Elizabeth Shacklady

  IRN CES01042

  • CF1 Director (AR) (30 Jul 2002 to 17 Jan 2008)
• Catherine Jane Bligh

  IRN CJB00036

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
• Catherine Louise Casey

  IRN CLT01029

  • CF30 Customer (21 Apr 2010 to 31 May 2013)
• Catherine Lucy Turner

  IRN CLT01048

  • SMF7 Group Entity Senior Manager (17 Apr 2020 to 15 May 2020)
• Catherine Mary Court

  IRN CMC00001

  • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Sep 2007)

• Falcon Financial Planning Ltd (no longer appointed)

  FRN 442098 · Appointed 1 Apr 2011 · Until 3 Dec 2021

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Simon Thomsett Independent Financial Planning Advisers (no longer appointed)

  FRN 401947 · Appointed 1 Apr 2011 · Until 1 Nov 2013

• Whiteladies Financial Services Ltd (no longer appointed)

  FRN 513149 · Appointed 1 Apr 2011 · Until 27 Jun 2012

• BEL Financial Advisers Ltd (no longer appointed)

  FRN 220874 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Beaufort Financial Planning (West Midlands) Limited (no longer appointed)

  FRN 211882 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• TCS Financial Planning Limited (no longer appointed)

  FRN 540225 · Appointed 1 Apr 2011 · Until 21 Oct 2022

• Winston Financial Management LLP (no longer appointed)

  FRN 517089 · Appointed 1 Apr 2011 · Until 31 Aug 2011

• David John Folland (no longer appointed)

  FRN 200653 · Appointed 9 Nov 2010 · Until 31 Dec 2012

• Farsight Financial (no longer appointed)

  FRN 525713 · Appointed 10 Jun 2010 · Until 28 Apr 2011

No changes recorded yet.