Carol Linsey Deegan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF30 Customer (since 6 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
  • Carol Deegan

    FRN 990935

    • Employed By (since 6 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (22 Oct 2021 to 25 Nov 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2021)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 13 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.