Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (23 May 2017 to 1 Jul 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (2 Sep 2013 to 30 Nov 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (469)Employed By (2 Sep 2013 to 30 Nov 2013)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 7 Jun 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Feb 2009)
    • CF22 Investment Adviser (Trainee) (28 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Aug 2003 to 27 Aug 2007)
    • CF22 Investment Adviser (Trainee) (21 May 2002 to 18 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.