Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- CF30 Customer (27 Nov 2017 to 30 Jun 2023)
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- Employed By (27 Nov 2017 to 30 Jun 2023)
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- Employed By (19 Feb 2016 to 17 Nov 2017)
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- CF30 Customer (18 Nov 2011 to 17 Nov 2017)
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- Employed By (23 Jun 2009 to 30 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2009)
- CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
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- Employed By (23 Aug 2007 to 30 Jun 2023)
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- Employed By (1 Dec 2001 to 3 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.