Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart David Richards

    IRN SDR00005

    • (2925)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2006)
  • Stuart Davies

    IRN SMD01184

    • (1650)[FCA CF] Significant management (1 Sep 2020 to 30 Jun 2023)
    • (1649)[FCA CF] Manager of certification employee (1 Sep 2020 to 30 Jun 2023)
  • Stuart Graham Mills

    IRN SGM00011

    • (3133)CF21 Investment Adviser (4 Apr 2007 to 16 May 2007)
  • Stuart James Edmunds

    IRN SJE00033

    • (3305)CF1 Director (AR) (23 Feb 2009 to 25 Jun 2019)
    • (3303)CF30 Customer (1 Nov 2007 to 25 Jun 2019)
    • (3304)CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
  • Stuart James Geard

    IRN SJG01233

    • (206)CF1 Director (AR) (since 16 Jun 2024)
    • (205)SMF3 Executive Director (since 1 Jun 2024)
    • (3236)[FCA CF] Significant management (19 Apr 2024 to 31 Jul 2024)
  • Stuart James Hay

    IRN SJH00093

    • (2306)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Oct 2023)
    • (2305)CF30 Customer (24 Sep 2018 to 9 Oct 2023)
  • Stuart James Hickman

    IRN SJH00027

    • (2818)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (2821)CF1 Director (AR) (18 Mar 2005 to 5 Sep 2017)
    • (2820)CF4 Partner (AR) (1 Dec 2001 to 18 Mar 2005)
    • (2819)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stuart Martin Bratt

    IRN SMB00046

    • (2971)CF21 Investment Adviser (19 Jun 2003 to 23 Oct 2003)
  • Stuart Maun

    IRN SXM00135

    • (2495)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (2496)CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • Stuart Patrick Gallagher

    IRN SPG00025

    • (3083)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2022)
    • (3082)CF4 Partner (AR) (30 Dec 2011 to 27 Jun 2012)
    • (3081)CF30 Customer (30 Dec 2011 to 5 Jul 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (307)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (306)7. Giving personal recommendations on long-term care insurance contracts

  3. controlled function added: (305)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (304)CF30 Customer

  5. controlled function added: (303)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (302)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (301)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (300)CF30 Customer

  9. controlled function added: (299)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (298)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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