Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF1 Director (AR) (since 4 Jun 2025)
- CF30 Customer (since 4 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (6 Jul 2022 to 21 Oct 2024)
- CF30 Customer (13 May 2022 to 21 Oct 2024)
- CF1 Director (AR) (13 May 2022 to 21 Oct 2024)
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Quilter Financial Planning Solutions Limited
FRN 184591
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 29 Sep 2023)
- CF1 Director (AR) (since 26 Apr 2023)
- CF30 Customer (since 26 Apr 2023)
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Create Financial Solutions Limited
FRN 722497
- Employed By (since 26 Apr 2023)
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- Employed By (13 May 2022 to 28 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2022)
- CF4 Partner (AR) (30 Dec 2011 to 27 Jun 2012)
- CF30 Customer (30 Dec 2011 to 5 Jul 2022)
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- (19)Employed By (1 Dec 2001 to 20 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alban Associates Limited
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controlled function added: (19)Employed By at Alban Associates Limited