Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (6 Jul 2022 to 21 Oct 2024)
    • CF30 Customer (13 May 2022 to 21 Oct 2024)
    • CF1 Director (AR) (13 May 2022 to 21 Oct 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Sep 2023)
    • CF1 Director (AR) (since 26 Apr 2023)
    • CF30 Customer (since 26 Apr 2023)
    • Employed By (since 26 Apr 2023)
  • Stuart Gallagher Financial & Estate Planning Ltd (no longer approved here)

    FRN 957230

    • Employed By (13 May 2022 to 28 Oct 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2022)
    • CF4 Partner (AR) (30 Dec 2011 to 27 Jun 2012)
    • CF30 Customer (30 Dec 2011 to 5 Jul 2022)
  • Alban Associates Limited (no longer approved here)

    FRN 206467

    • (19)Employed By (1 Dec 2001 to 20 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alban Associates Limited

  2. controlled function added: (19)Employed By at Alban Associates Limited