Stuart James Hickman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gainsborough F S Limited

    FRN 773576

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Sep 2017)
    • CF10 Compliance Oversight (5 Sep 2017 to 8 Dec 2019)
    • CF1 Director (5 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Sep 2017 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (18 Mar 2005 to 5 Sep 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 18 Mar 2005)
  • Gainsborough Financial Services Limited (no longer approved here)

    FRN 200615

    • (4)Employed By (1 Dec 2001 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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