Stuart Maun

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (5 Jan 2009 to 1 May 2015)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (27 Jan 2015 to 30 Jun 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • The Octavian Partnership (SM Financial Services) (no longer approved here)

    FRN 467345

    • Employed By (3 May 2007 to 31 Dec 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.