Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Paul Robert Gray
IRN PRG01064
- (129)CF30 Customer (1 Nov 2007 to 23 May 2012)
- (131)CF4 Partner (AR) (9 Dec 2002 to 23 May 2012)
- (130)CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)
- Paul Robert Whitehouse
IRN PRW00051
- (93)CF21 Investment Adviser (29 Apr 2004 to 12 Nov 2004)
- (94)CF1 Director (AR) (29 Apr 2004 to 20 Jun 2007)
- Paul Sage
IRN PXS00135
- (1677)CF30 Customer (4 Feb 2008 to 18 May 2013)
- (1679)CF4 Partner (AR) (4 Feb 2008 to 18 May 2013)
- (1678)CF21 Investment Adviser (24 Sep 2002 to 31 Oct 2007)
- Paul Simon Michael Plagerson
IRN PSP00001
- (669)CF22 Investment Adviser (Trainee) (18 Jul 2003 to 3 Mar 2004)
- Paul Simon Nathan
IRN PSN01021
- (2266)CF21 Investment Adviser (26 Jun 2002 to 17 Aug 2004)
- (2267)CF1 Director (AR) (26 Jun 2002 to 17 Aug 2004)
- Paul Stephen Matthews
IRN PSM01104
- (1788)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 May 2024)
- Paul Stow
IRN PXS00169
- (2460)CF30 Customer (12 Nov 2016 to 30 Nov 2016)
- Paul Thomas Meatyard
IRN PTM00012
- (3167)CF21 Investment Adviser (19 Jun 2003 to 3 Nov 2004)
- Paul Thomas Robinson
IRN PTR00006
- (578)CF30 Customer (13 Feb 2009 to 2 Sep 2011)
- Paul Timothy Whiteley
IRN PTW01033
- (3581)CF4 Partner (AR) (30 Dec 2011 to 26 Feb 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Independent Financial Planning Group Ltd(no longer appointed)
FRN 400436 · Appointed 27 Apr 2004 · Until 20 Jun 2007
- F P Solutions (Octavian Partnership)(no longer appointed)
FRN 400084 · Appointed 8 Apr 2004 · Until 17 Jan 2008
- Cleevewood Financial Services Limited(no longer appointed)
FRN 232254 · Appointed 17 Mar 2004 · Until 15 Sep 2008
- Foxall Financial Services Limited(no longer appointed)
FRN 230958 · Appointed 12 Jan 2004 · Until 22 Oct 2019
- Lighthouse (Thames Valley)(no longer appointed)
FRN 230729 · Appointed 5 Jan 2004 · Until 18 Apr 2007
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (317)CF30 Customer
controlled function added: (316)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (315)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (314)Appointed representative dealing with clients for which they require qualification
controlled function added: (313)CF30 Customer
controlled function added: (312)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (311)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (310)Appointed representative dealing with clients for which they require qualification
controlled function added: (309)CF30 Customer
controlled function added: (308)4. Giving personal recommendations on retail investment products which are not broker funds