Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2023)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (25 Oct 2013 to 11 Nov 2016)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (528)Employed By (25 Oct 2013 to 11 Nov 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.