Paul Simon Nathan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 30 Dec 2022)
    • [FCA CF] Client dealing (16 Mar 2020 to 30 Dec 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (26 Jun 2002 to 17 Aug 2004)
    • CF21 Investment Adviser (26 Jun 2002 to 17 Aug 2004)
  • PIA Limited (no longer approved here)

    FRN 213093

    • (1)Employed By (26 Jun 2002 to 17 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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