Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Leonardus Adriaan Deist
IRN LXD24624
- (2733)SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
- Lesley Vitty
IRN LXV00013
- (77)[FCA CF] Manager of certification employee (since 17 Jan 2024)
- (2718)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
- Leslie Albert Willis
IRN LAW00006
- (699)CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- (700)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Leslie Alexander McGuffog
IRN LXM01286
- (1417)CF30 Customer (1 Dec 2010 to 31 Dec 2012)
- Leslie Jackson
IRN LTJ00002
- (1797)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
- (1796)[FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
- Leslie John Dennis
IRN LJD00003
- (2617)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2024)
- (2616)CF30 Customer (2 Feb 2012 to 13 Mar 2024)
- Leslie Scott Woodcock
IRN LSW00003
- (1107)CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- (1108)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- Leslie Winston Johnston
IRN LWJ00001
- (690)CF4 Partner (AR) (25 Jun 2002 to 12 Dec 2002)
- Lewis Harvey
IRN LXH00486
- (3558)[FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
- Lewis Ralph Farrar
IRN LRF00003
- (1494)CF21 Investment Adviser (1 Nov 2002 to 17 Nov 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Holland & Baker Financial Consultants 090(no longer appointed)
FRN 200648 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- Jupiter Financial Services(no longer appointed)
FRN 200637 · Appointed 31 Mar 2001 · Until 1 Oct 2007
- Aztec Independent Financial Advisers 017(no longer appointed)
FRN 200621 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- GMM Financial Services Limited(no longer appointed)
FRN 200662 · Appointed 31 Mar 2001 · Until 20 Aug 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (337)Appointed representative dealing with clients for which they require qualification
controlled function added: (336)CF30 Customer
controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (333)[FCA CF] Significant management
controlled function added: (332)Appointed representative dealing with clients for which they require qualification
controlled function added: (331)CF30 Customer
controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose