Leslie Alexander McGuffog

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 31 Dec 2012)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (101)Employed By (1 Dec 2010 to 31 Dec 2012)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF10 Compliance Oversight (15 Jan 2004 to 31 Dec 2004)
    • CF21 Investment Adviser (15 Jan 2004 to 31 Dec 2004)
    • CF24 Pension Transfer Specialist (15 Jan 2004 to 11 Jan 2005)
    • CF11 Money Laundering Reporting (15 Jan 2004 to 31 Dec 2004)
    • CF1 Director (15 Jan 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.