Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • Independent Financial Advice Centre (Glasgow) Limited (no longer approved here)

    FRN 604988

    • CF10 Compliance Oversight (1 Jun 2015 to 12 Aug 2016)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 12 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.