Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Raymond Dennis Boon
IRN RDB00005
- (1136)CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- (1137)CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
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Raymond Edward Webb
IRN REW00001
- (557)CF30 Customer (3 Apr 2013 to 10 Jul 2013)
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Raymond John McCandless
IRN RJM01315
- (826)CF30 Customer (10 Sep 2008 to 31 Dec 2012)
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Raymond Verralls
IRN RXV00005
- (881)CF30 Customer (1 Nov 2007 to 22 Oct 2010)
- (882)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
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Raymondson Edward Coker
IRN REC01067
- (3097)CF30 Customer (29 May 2014 to 31 Dec 2015)
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Rebecca Jayne Hammonds
IRN RJJ00017
- (3345)CF30 Customer (1 Nov 2007 to 15 Nov 2008)
- (3346)CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
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Rex Avery
IRN RDA00007
- (2439)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
- (2438)CF30 Customer (11 Feb 2009 to 31 Oct 2024)
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Rhys Edward Davey
IRN RED01036
- (1391)CF30 Customer (24 Feb 2015 to 30 Nov 2016)
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Richard Alan Cakans
IRN RAC01159
- (1815)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2025)
- (1814)CF30 Customer (13 May 2016 to 27 May 2025)
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Richard Alan Jones
IRN RAJ00039
- (2388)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
- (2387)CF30 Customer (11 Apr 2008 to 31 Dec 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Condies Wealth Strategies Ltd (no longer appointed)
FRN 555540 · Appointed 28 Dec 2011 · Until 31 Dec 2016
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Elmbrae Mortgage & Pensions Ltd. (no longer appointed)
FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012
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Avis & Keith Partnership (no longer appointed)
FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021
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Financial Options (N. E.) Limited (no longer appointed)
FRN 219690 · Appointed 28 Dec 2011 · Until 31 Dec 2020
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AML Associates Financial Services Ltd (no longer appointed)
FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013
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IRP Wealth Planning LLP (no longer appointed)
FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012
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Total Financial Solutions (UK) Ltd (no longer appointed)
FRN 229498 · Appointed 28 Dec 2011 · Until 16 Jul 2021
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (337)Appointed representative dealing with clients for which they require qualification
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controlled function added: (336)CF30 Customer
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controlled function added: (335)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (334)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (333)[FCA CF] Significant management
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controlled function added: (332)Appointed representative dealing with clients for which they require qualification
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controlled function added: (331)CF30 Customer
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controlled function added: (330)4. Giving personal recommendations on retail investment products which are not broker funds
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controlled function added: (329)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
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controlled function added: (328)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose