Richard Alan Cakans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2025)
    • [FCA CF] Client dealing (since 16 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2025 to 17 Jun 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 May 2025)
    • CF30 Customer (13 May 2016 to 27 May 2025)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (341)Employed By (13 May 2016 to 27 May 2025)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (23 Jan 2015 to 31 May 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jun 2010 to 30 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (12 May 2008 to 31 May 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2004 to 8 Oct 2004)
    • CF22 Investment Adviser (Trainee) (17 Feb 2003 to 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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