Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 1 Jan 2016)
- CF30 Customer (since 1 Jan 2016)
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Willow Financial Solutions Ltd
FRN 725885
- Employed By (since 1 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 15 Nov 2008)
- CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
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- (18)Employed By (19 May 2006 to 15 Nov 2008)
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- CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
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- CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
- CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
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- Employed By (8 Oct 2002 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.