Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Jan 2016)
    • CF30 Customer (since 1 Jan 2016)
    • Employed By (since 1 Jan 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 15 Nov 2008)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • Hanley Financial Services Limited (no longer approved here)

    FRN 211538

    • (18)Employed By (19 May 2006 to 15 Nov 2008)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (18 Aug 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 18 Aug 2003)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (8 Oct 2002 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.