Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Seaton

    IRN PLS00002

    • (2129)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • (2126)CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • (2128)CF7 Sole Trader (AR) (6 Dec 2002 to 31 Jan 2007)
    • (2127)CF21 Investment Adviser (6 Dec 2002 to 31 Oct 2007)
  • Philip Stafford

    IRN PXS00158

    • (1269)CF30 Customer (28 Jan 2013 to 15 Jun 2013)
  • Philip Watson

    IRN PXW00049

    • (3077)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2024)
    • (3075)CF30 Customer (1 Nov 2007 to 20 Jan 2024)
    • (3076)CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Philip Whitehead

    IRN PXW00075

    • (768)CF2 Non Executive Director (1 Dec 2001 to 6 Apr 2005)
  • Philip William Thomas Glover

    IRN PWG00001

    • (1115)CF30 Customer (11 Jun 2008 to 31 Dec 2012)
    • (1116)CF21 Investment Adviser (19 Jun 2003 to 31 Dec 2003)
  • Philip Williams

    IRN PXW00051

    • (1099)CF21 Investment Adviser (19 Jun 2003 to 13 Nov 2003)
  • Phillip Gavey

    IRN PXG00062

    • (750)CF1 Director (AR) (5 Jun 2009 to 16 Nov 2010)
  • Piers mepsted

    IRN PXM02023

    • (2922)CF30 Customer (10 Sep 2008 to 31 Dec 2011)
  • Pradeepkumar Mandan Chitroda

    IRN PMC00002

    • (1309)CF30 Customer (24 May 2010 to 4 Feb 2011)
  • Prashant Punater

    IRN PXP00049

    • (2938)CF30 Customer (1 Nov 2007 to 19 Mar 2021)
    • (2940)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • (2939)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (347)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (346)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  3. controlled function added: (345)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (344)CF30 Customer

  5. controlled function added: (343)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (342)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (341)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (340)CF30 Customer

  9. controlled function added: (339)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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