Lighthouse Advisory Services Limited

Date authorised
1 April 2013
Companies House
04086645
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Dunkley

    IRN NXD00036

    • (3591)CF1 Director (AR) (29 Nov 2002 to 15 Jun 2004)
    • (3590)CF21 Investment Adviser (29 Nov 2002 to 15 Jun 2004)
  • Neil John Williams

    IRN NJW00027

    • (135)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • (136)CF21 Investment Adviser (6 Feb 2003 to 31 Oct 2007)
    • (137)CF7 Sole Trader (AR) (6 Feb 2003 to 31 Jan 2007)
  • Neil Richard Standish

    IRN NRS00004

    • (2157)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • (2155)CF30 Customer (1 Nov 2007 to 31 Jan 2022)
    • (2156)CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Neil Robinson

    IRN NXR00002

    • (1110)CF30 Customer (1 Jan 2008 to 12 Mar 2010)
  • Neil Spirit

    IRN NDS01057

    • (1733)[FCA CF] Manager of certification employee (1 Sep 2020 to 18 Feb 2023)
  • Neil Wesson

    IRN NXW00023

    • (2539)[FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
    • (2537)CF30 Customer (1 Dec 2010 to 14 Aug 2020)
    • (2538)CF1 Director (AR) (1 Dec 2010 to 14 Aug 2020)
  • Neil William Clark

    IRN NWC00004

    • (2246)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2022)
    • (2244)CF30 Customer (1 Nov 2007 to 16 Jun 2021)
    • (2247)CF1 Director (AR) (21 Jun 2002 to 1 Sep 2022)
    • (2245)CF21 Investment Adviser (21 Jun 2002 to 31 Oct 2007)
  • Neill Stuart Boulton

    IRN NSB00008

    • (2522)CF21 Investment Adviser (19 Jun 2003 to 9 Dec 2004)
  • Nelson Joseph Hughes

    IRN NJH00020

    • (1102)CF30 Customer (1 Nov 2007 to 10 Jun 2008)
    • (1103)CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Nicholas Benedick Bell

    IRN NBB00003

    • (1339)CF30 Customer (1 Apr 2011 to 30 Nov 2016)
    • (1340)CF1 Director (AR) (1 Apr 2011 to 30 Nov 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (357)CF1 Director (AR)

  2. controlled function added: (356)SMF3 Executive Director

  3. controlled function added: (355)Responsible for Insurance Distribution

  4. controlled function added: (354)Responsibility for MCD Intermediation

  5. controlled function added: (353)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (352)CF30 Customer

  7. controlled function added: (351)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (350)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (349)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (348)CF30 Customer

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